Transcribed into hypertext by Andrew Chrucky, May 2001. |
THE PHILOSOPHY OF FRANCIS BACON:
AN ADDRESS DELIVERED AT CAMBRIDGE ON THE OCCASION OF THE BACON TERCENTENARY, 5 OCTOBER 1926
by C. D. Broad
Originally published in 1926 by Cambridge University Press. Cambridge.
TO
C.E.M.
Ad extremum autem visum est ei, si quid in his quae dicta sunt aut
dicentur boni inveniatur, id tanquam adipem sacrificii Deo dicare, et hominibus,
ad Dei similitudem, sano et charitate hominum bonum procurantibus.
BACON, Coritata et Vita.
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The great man whose memory we are honouring
today was so universal a genius, his speculative and practical activities
were so various, that we must be content either with a superficial glance
at his achievements as a whole or with the contemplation, at the risk of
one-sidedness, of a single aspect of his work. Faced with these unsatisfactory
alternatives I choose the second. Others, better fitted than I, must appraise
Bacon's merits as lawyer, statesman, and stylist; I shall consider only
his claims to be the Father of Inductive Philosophy. It is fitting that
Bacon should be viewed in that light in this country and this University.
Inductive Logic is almost wholly the work of Englishmen, and in the short
list of great Englishmen who have contributed to this branch of philosophy
Cambridge is proud to number Bacon, Whewell, and Venn in the past, and
Mr Johnson and Mr Keynes in the present. Even the restricted subject which
I have chosen is of vast extent, so without further preface I will enter
on it.
Bacon's grounds for dissatisfaction with the
past and present state of human knowledge and his hopes for the future
were stated in many forms; but they reduce in essence to the following.
Our present Natural Philosophy amounts to very little. It consists of portions
of Greek philosophy tricked out in various ways, so that the apparent plenty
is like a number of dishes made of the same meat disguised with different
sauces. Nor does it include the whole even of Greek philosophy; for Aristotle,
like the Turk, would brook no rivals near his throne, and the Barbarian
invasions extinguished what he and his followers had failed to suppress.
The current philosophy, derived from Aristotle, is difficult to criticism
partly because its technical terms and fundamental concepts have passed
into theology, law, and common discourse; and partly because its premises
and modes of reasoning are questionable, so that there is no common basis
for argument. But we can at least point out certain facts which are very
ill omens of its truth or usefulness. The Greeks were the Peter Pans of
the ancient worlds and their philosophy has the boyish characteristics
of being "apt to chatter and unable to generate." It started at a time
when there was little knowledge of geography or history compared with that
which we now possess. Plato and Aristotle, though men of the highest intellectual
power, could not make bricks without straw; their method of teaching, which
involved a school, an audience, sod a sect, was singularly unfavourable
to disinterested observation of Nature or free speculation on observed
facts. The triumph of Aristotle's philosophy over its rival is not to be
ascribed to its intrinsic superiority. In philosophical matters general
consent is of ill omen, for a popular philosophy is usually one which indulges
human laziness by using loose superficial notions and by substituting an
appeal to a few high-sounding generalities for the patient investigation
of details. Two of the worst signs of the current philosophy are that it
does not progress and that it does not lead to practical results. It stands
still and wrangles about old questions instead of settling them and passing
on to new ones. And in practical affairs we owe more to the sagacity of
animals and the blind instincts of ignorant men than to all the theories
of Natural Philosophy. The mechanical arts do slowly progress through the
growth of technical skill and the co-operation of many hands. But Philosophy
is like the statues of the gods "which are worshipped and celebrated but
cannot move." The very perfection of systematic form which the traditional
philosophy has acquired is a defect, for it diverts men's minds from the
narrowness of its foundations and the flimsiness of its superstructure.
Indeed the exponents of this philosophy admit its barrenness by their constant
complaints about the obscurity and subtlety of Nature and the weakness
of the human mind. This appearance of modesty cloaks the pride which assumes
that what cannot be known by their methods cannot be known at all. And
so progress is hampered equally by an unwarranted satisfaction with what
has been done and by an unwarranted despair of accomplishing what remains
to do.
If we now consider the empiricists, e.g.,
the alchemists and the magicians, we find the opposite defects. Each has
laboriously tilled a very narrow field of phenomena, using no scientific
method of culture, and snatching greedily at immediate practical results.
Although they have by chance discovered some useful facts, they have failed
both as theorists and as practicians. Their philosophical theories are
crazy attempts to interpret the whole of Nature in terms of the small fragment
of it with which each happens to be familiar. Nature can never be controlled
except on the basis of a wide and deep knowledge of its inner structure
and fundamental laws, and this can be won only by disinterested scientific
investigation. Though no one has asserted more strongly than Bacon that
ability to produce practical results is the ultimate test of scientific
theories and the ultimate end of scientific research, no one has protested
more vigorously against a narrow and short-sighted pragmatism. He compares
it to the golden apple of Atlanta which diverted the runners from their
course. And he compares those who arc obsessed by it to harvesters who
cannot wait till the crop has grown up, but trample on the young shoots
in order to mow down moss.
If the old methods are still to be used the
prospect is dark indeed. Our intellectual powers are no greater than those
of the ancients; our only advantage over them is in the additional experience
which has accumulated in two thousand years. And we cannot be more diligent
than the alchemists and magicians who devoted their lives to the furnace
and the crucible. Our only hope is to devise a new method which shall be
to the mind as rulers and compasses are to the hand. The mere rationalists
are like spiders who spin wonderful but flimsy webs out of their own bodies;
the mere empiricists are like ants who collect raw materials without selection
and store them up without modification. True and fruitful science must
combine rationalism with empiricism, and be like the bee who gathers materials
from every flower and then works them up by her own activities into honey.
This marriage between rationalism and empiricism, and this discovery of
a new method, are the tasks which Bacon set before himself. The times are
peculiarly favourable, and he feels that he has the necessary qualifications.
He will bring about the Great Instauration and will show men how to win
back that dominion over Nature which was lost at the Fall.
Bacon has left us a detailed plan of the Great
Instauration as he conceived it. It was to consist of six parts. The first
was to be a complete encyclopaedia of the existing sciences, classified
according to general principles which would make the gaps obvious. These
gaps were not merely to be indicated. In each case suggestions were to
be made as to the nature of the missing science and the best way of building
it up. This portion of the plan is adequately fulfilled by the De Augmentis.
The second part was to contain the principles of the new Art of Interpreting
Nature, which is to put all human minds on a level and to provide them
with an infallible mechanism for the discovery and invention, not of new
arguments, but of new arts and sciences. Bacon's latest exposition of this
is found in the Novum Organum. But it is admittedly incomplete in
vitally important respects. This incompleteness it shares with the treatises
on scientific method of Descartes, Spinoza, and Leibniz, all of which start
with the same magnificent pretensions and end like noble rivers which never
reach the sea but lose themselves in the sands of the desert. Bacon constantly
said that he would return to the subject and that he knew how to complete
it; but, in view of the failure of all similar attempts and the intractable
nature of the problem, we may venture to believe that he was mistaken.
The third part was to consist of a collection of particular data of experiment
and observation specially chosen and arranged in accordance with principles
laid down in Part II so as to form the empirical basis of Natural Philosophy.
It is extremely fragmentary, consisting of three natural histories, prefaces
to three others, a general preface, and the curious rag-bag of facts and
fables called Sylva Sylvarum. Part IV, called the Ladder of the
Intellect, was to consist of a number of fully worked-out examples
of the application of the method. They were to be so chosen that the subject-matter
of each should be intrinsically important, and that between them they should
illustrate the use of the method in very varied media. Of this nothing
is extant but a short preface. It is important to remember that we have
no complete example of Bacon's method. The fifth part was to be called
the Forerunners, or Anticipations of the New Philosophy. It was
to contain interesting generalisations which Bacon had reached from his
Natural History without using his special method of interpretation. These
results are not guaranteed, and their importance is only temporary. The
preface to this part exists; and it may reasonably be held that the admittedly
imperfect investigation of the nature of heat which occupies so large a
space in the Second Book of the Novum Organum is a sample of what
Bacon meant to include in Part V. The sixth part was to be called The
New Philosophy or Active Science. It was to consist of the complete
science of Nature, theoretical and practical, firmly built on the facts
of Part III by the methods of Part II. The preface is extant, but the work
is naturally left to posterity. Taking the Great Instauration as a whole,
we may compare Part II to a factory full of ingenious machinery, Part III
to a storehouse of selected materials for this machinery to work upon,
Part IV to a show-room in which typical samples of the finished products
are exposed to public view, and Part VI to a warehouse in which all the
finished products are to be stored. Part V is a collection of goods made
by inferior methods or only half finished, but useful enough for many purposes.
Part I is a list in which the directors have noted what goods the public
already have and what further needs remain as yet unrecognised or unsatisfied.
Unfortunately the machinery is incomplete; and the engineer, instead of
drawing the plans for completing it, has to spend his time in collecting
raw materials and in penning eloquent prospectuses.
We will now consider Bacon's classification
of actual and possible human knowledge. The first division is made by reference
to the source from which the materials of knowledge flow into the mind.
They may come either from the direct action of the Creator on his creatures,
or from the action of the created world including ourselves. Thus human
knowledge is first dichotomised into that which is acquired supernaturally
and that which is acquired naturally. Each of these great divisions is
then trichotomised on a psychological principle, viz., with reference to
the cognitive faculty which the mind mainly uses in the work of knowing.
Bacon recognises three such faculties, viz., Memory (which for the present
purpose includes Sense-perception), Imagination, and Reason. Memory and
Imagination are concerned with particular things, events, and facts; Reason
with general concepts, facts, and laws. Memory deals with real particulars
and Imagination with feigned particulars. Thus human knowledge, whether
of natural or of supernatural origin, is divided into History, Poesy, and
Philosophy (or Science).
Before considering further subdivisions we
must explain Bacon's views about supernaturally acquired knowledge; we
shall then be able to confine ourselves to the knowledge which originates
naturally. According to Bacon there are three subjects which need for their
complete treatment data that spring from a supernatural source. These are
Theology, Ethics, and Psychology. Each of these sciences can, however,
be carried to a certain length without appeal to revelation. Each of them
therefore divides into a natural and a revealed part. Theology is the most
fundamental of the three, since the parts of Ethics and of Psychology which
depend on revelation are branches of Revealed Theology.
Bacon holds that the existence of teleology
in Nature is an obvious fact, and that the investigation of final causes
is a perfectly legitimate branch of Natural Philosophy. It has, however,
been misplaced; for it belongs to the division of Natural Philosophy which
Bacon calls Metaphysics and not to that which he calls Physics.
Bacon's epigram that "the research into Final Causes, like a virgin dedicated
to God, is barren and produces nothing" has been taken by careless or biased
readers to be a condemnation of such research. It is nothing of the kind.
It is simply a statement of the obvious fact that there is no art of Applied
Teleology as there is an art of Applied Physics. Now Bacon holds that the
existence and some of the attributes of God can be established conclusively
by reflexion on the teleology of Nature. But this does not give determinate
enough information about God to form an adequate basis for religion. The
further details must be supplied by God himself in revelation. God, says
Bacon, did not need to work miracles to convince atheists but to convert
heathens.
His view about Ethics is very similar. We have
a partial and inadequate knowledge of right and wrong by the light of Nature.
But it does little more than show us that certain types of action are wrong;
it gives no very determinate information about our positive duties. Divine
revelation is needed to provide an adequate basis for a detailed morality.
The division of Psychology into a natural and
a revealed part follows a different principle. There are not two Gods,
one of whom is the subject of Natural and the other of Revealed Theology.
But in man there are two souls, the rational and the animal. The former
is immaterial, peculiar to man, and directly created by God at the moment
of conception. The latter is shared with animals; it is material, and due
to one's parents. It is described as "a corporeal substance, attenuated
and made invisible by heat," which resides mainly in the head, runs along
the nerves, and is refreshed by the arterial blood. It is in fact our old
friend "the animal spirits" which are as material as methylated spirits.
In man the rational soul uses the animal soul as its immediate instrument.
Now the science of the rational soul, its origin, nature, and destiny,
must "be drawn from the same divine inspiration from which that substance
first proceeded." The science of the animal soul belongs to Natural Philosophy.
Bacon's theory of the animal soul owes much to Telesius, while his sharp
distinction between it and the rational soul is closely analogous to the
theory which Descartes worked out in greater detail a little later.
It remains to consider Bacon's views as to
the relations of reason and revelation. It is legitimate to exercise our
reason on the data of revelation in two ways. In the first place we may
try to understand them. But we have no more ground for expecting God's
revealed nature to be agreeable to our reason than for expecting his revealed
commands to be agreeable to our wishes. On the whole Bacon thinks that
there is a strong presumption that the contents of divine revelation will
be repugnant to our reason; and that, the more preposterous God's revealed
nature and commands appear to be, the greater is our merit in believing
in the former and obeying the latter. The position which Bacon here adopts
has been most forcibly stated by Hobbes: "The doctrines of religion are
like the pills prescribed by physicians, which if swallowed whole do us
good, but if chewed up make us sick." The second legitimate use of reason
in matters of revelation is the following. We may take the revealed nature
and commands of God as fixed, and to us arbitrary, premises like the rules
of chess. We may then use reasoning to deduce remote consequences from
them, just as we may use it in solving a chess-problem. Each use of reason
has its characteristic dangers. In trying to understand the contents of
divine revelation we may distort them by forcing them into the would of
the human intellect. And in drawing consequences from revealed truths we
may ascribe to the conclusions of our fallible reasoning that certainty
which the premises derive from their Divine Author.
It is evident then that religion and morality
have little to hope and nothing to fear from the advance of Natural Philosophy.
Bacon has been acclaimed by the French Encyclopaedists, and abused by Joseph
de Maistre, as an esprit fort who concealed his real atheism and
materialism under a thin disguise of orthodoxy which sufficed to deceive
the Wisest Fool in Christendom. Neither acclamation nor abuse is justified.
It is evident that he was a sincere if unenthusiastic Christian of that
sensible school which regards the Church of England as a branch of the
Civil Service, and the Archbishop of Canterbury as the British Minister
for Divine Affairs. Having seen fanatical superstition in action, and knowing
of atheism only as a rare speculative doctrine, he naturally preferred
the latter to the former. Actively fanatical atheism was not yet a practical
possibility. It was reserved for a later age, which had reaped the fruits
of the Great Instauration in poison-gas and high-explosive shells, to witness
the Barbarians of the East persecuting Christians in the name of Darwin,
whilst the Barbarians of the West persecuted Darwinians in the name of
Christ.
We can now deal with History, Poesy, and Philosophy,
regarded henceforth as of purely natural origin. History is divided into
Natural and Civil, according to whether it treats the particular facts
of non-human Nature or the actions of men. As we have seen, a complete
and properly chosen Natural History was to form the third part of the Great
Instauration. The best account of what Bacon meant by such a History is
contained in the tract called Parasceve, which he published along
with the Novum Organum. He feels that some excuse is needed for
publishing something which is mainly concerned with Part III when Part
II is admittedly incomplete. His explanation is as follows. A complete
Natural History will be an immense work, needing the co-operation of many
men for long periods. It will be expensive, needing the help of royal,
noble, and wealthy benefactors. It can, however, be carried on by men without
special training or eminent intellectual qualifications, provided they
are told what to look for, whereas Bacon himself and he only can complete
the second part of the Great Instauration. He can provide others with the
necessary methodological instructions without which the works of would-be
Natural Historians will be as futile as those of their predecessors. Finally,
Bacon says that the most perfect method of interpretation can accomplish
nothing without an adequate and accurate Natural History to work upon,
whilst even the existing methods of interpretation (bad as he believes
them to be) could accomplish a great deal were such a Natural History provided.
So the Parasceve is published to inspire the great to give their
money and lend their authority, and to instruct plain men who are willing
to offer their services how to collect that complete Natural History which
is to restore to humanity its lost dominion over the material world. In
the meanwhile Bacon is to be left in peace to his proper task of completing
the method of Interpretation. Unfortunately the British Solomon, in partial
resemblance to his Jewish namesake, was too easily diverted from the austere
beauties of science by others of a less ideal kind. And the plain men cared
more for the eternal war of Church and Chapel than for winning the kingdom
of Nature for humanity. Like the deaf adder they stopped their ears; and
the architect of the Great Instauration was forced to dig his own clay
and bake his own bricks.
The gist of Bacon's directions for forming
a complete Natural History is as follows. Nature may act either freely
and normally, or freely but abnormally, or under the deliberate constraint
of man Corresponding to these three possibilities there will be a History
of the Normal, a History of Abnormalities and a History of Experimental
Results and Processes. Bacon rightly attaches very great importance to
abnormal variations from the ordinary course of Nature, though he recognises
that all reports about them must be severely scrutinised before being accepted.
The importance of abnormalities is twofold. They overthrow prejudices in
favour of received theories, and they suggest practical means of making
new artificial products. Bacon insists, and in this he is much ahead of
his age, that there is no essential difference between the natural and
the artificial. Again, he continually stresses the extreme importance of
deliberate experiment as contrasted with mere passive observation. Experiment
"takes off the mask and veil from natural objects," and "the vexations
of art are . . . as the bonds of Proteus which betray the ultimate struggles
and efforts of matter." In the History of the Normal we need not enter
into extremely minute varieties of species, as botanists and zoologists
are wont to do; but we must not be too proud to include what is homely
and familiar or too fastidious to record what is filthy and disgusting.
The rays of the sun, says Bacon, illuminate the sewer as well as the palace
and take no corruption; and "if the money obtained from Vespasian's tax
smelled well, much more do light and information from whatever source derived."
So much for the contents of the Natural History.
The principle of selection is that facts are to be chosen and recorded,
not for their immediate use or intrinsic interest, but simply for their
aptness to give rise to important inductions. Bacon gives some indication
of the kind of facts which are likely to have this property in the account
of Prerogative Instances at the end of the Novum Organum.
Finally, Bacon gives the following directions
for recording the data. There are to be no controversies with other authors
and no graces of style. The History is a storehouse to be entered only
as occasion requires, and not a dwelling-house or an art-gallery. If the
facts to be recorded are certain they are simply to be stated without evidence.
If they are doubtful and not very important the authority should be mentioned
for reference but no arguments should be given. If they are both doubtful
and important all information should be given about the authority which
bears on his value as a witness. Commonly accepted fictions should not
be passed over in silence. They should be explicitly mentioned and denied,
and, if possible, the causes of the illusion should be stated. All data
that are capable of accurate measurement should be measured, and where
exact measures are impossible upper and lower limits should be stated.
All difficult experiments must be fully and accurately described so that
others may be able to criticise and repeat them. We cannot expect that
all the alleged facts which will at first be included in the Natural History
will be genuine. But so long as most of the observations are sound the
presence of a small number of mistakes will not be disastrous. For the
large mass of genuine facts will suffice to establish the general laws
and structure of Nature, and in their light the few mistakes will stand
out clearly and can be corrected at leisure. To sum up in Bacon's words:
When we have this comprehensive Natural History, and not till then, we
shall "no longer be kept dancing in rings, like persons bewitched, but
our range and circuit will be as wide as the compass of the world."
I now leave History and pass to Philosophy,
stopping for a moment by the way at Poesy in order to indicate a curious
crotchet of Bacon's. He held that the stories of Greek mythology were deliberately
composed to conceal from the vulgar and reveal to the elect profound philosophical
truths; and he wasted much time and ingenuity in showing that some mute
inglorious Newton has hidden the true principles of Natural Philosophy
in the story of Pan, and that some prehistoric Clausewitz has embedded
the rules of military strategy in that of Perseus and Medusa.
Bacon divides Philosophy according to its subject-matter
into Natural Theology, the Science of Non-human Nature, and the Science
of Man. But he holds that philosophy begins as an undivided stem which
rises to some height before these branches emerge. The undivided stem he
calls First Philosophy or Wisdom. First Philosophy consists
of two parts, between which there seems to be very little connexion. The
first consists of those general principles which are common to several
different sciences. Bacon gives a number of examples, and among them the
principle that the quantum of Nature is neither increased nor diminished
by any natural process. He says that these common principles are not mere
analogies but are the common impress of the Creator on diverse materials,
so that this part of Philosophy displays the essential unity of Nature.
It must be confessed, however, that some of his examples rest on mere metaphors
and that his collection of common principles seems arbitrary and internally
incoherent. The second part of First Philosophy treats of what he calls
the Adventitious Conditions of Essences. From his examples it is
clear that it was to ask and answer such questions as: "Why does the world
contain so much of some substances and so little of others?" "Why is the
arrangement of the stars and planets such as it is?" "Why is pentadic symmetry
so common among flowers and unknown among crystals?" Bacon fully recognises
that there is a point at which we reach ultimate principles and brute facts,
and he insists that a philosopher may show as great folly in professing
to explain the simple and the ultimate as in stopping short in his analysis
of what is complex and causally explicable. Nevertheless the kind of question
which he relegates to the second part of First Philosophy is obviously
legitimate, though we must eventually come to proportions and configurations
which have simply to be accepted as ultimate facts about the constitution
of Nature.
Having already said what is necessary about
Natural Theology we can now consider the two remaining branches which
spring from the common stem of First Philosophy. The Science of Non-human
Nature or Natural Philosophy is divided into a theoretical part which seeks
to explain given facts by discovering their causes, and a correlated practical
part which seeks to produce desired effects by applying this knowledge
of causes. Theoretical Natural Philosophy is subdivided into Metaphysics
and Physics. Metaphysics, in Bacon's sense, has two parts: the study of
Final Causes and that of Formal Causes. Physics is concerned with Material
and Efficient Causes. We have already seen that Bacon regards the study
of Final Causes as a legitimate enquiry which is the basis of Natural Theology
but gives rise to no practical art. The art which corresponds, not to Metaphysics
as a whole, but to the Metaphysics of Forms, is called by Bacon Natural
Magic. The art which corresponds to Physics is called Mechanics.
With the Metaphysics of Forms we have reached
the inner sanctuary of Bacon's philosophy, and we must pause awhile and
make a careful inspection. Let us begin by stating two propositions, one
of which would be metaphysical and the other physical. That heat consists
of violent irregular molecular movement is a proposition of Metaphysics.
That mixing sulphuric acid with water generates heat is a proposition of
Physics. The particular substances, water and sulphuric acid, are the material
causes; the process of mating them is the efficient cause. The notions
of material and efficient cause, as used by Bacon, are thus perfectly clear.
But what does he mean by a formal cause? When we ask: "What is the
formal cause of heat?" we are asking, not directly how to produce
heat, but what heat really is in Nature apart from man and his sensations.
"Heat itself," says Bacon, "its essence and its quiddity, is Motion
and nothing else, limited however by certain specific differences." By
the last phrase he means, e.g., that it is irregular and not periodic motion,
motion of molecules and not of electrons or of molar masses, and so on.
"Sensible heat," he says, "is a relative notion and has relation to man
not to the Universe. It is correctly defined as merely the effect
of heat on the animal spirits."
In order to make Bacon's view quite clear and
self-consistent we must draw a threefold distinction which was certainly
present to his mind but is never explicitly stated by him. This is the
distinction between sensible qualities, physical properties, and metaphysical
forms. The sensible quality of hotness is the characteristic quality which
is revealed to a human being in sensation when he touches a hot body or
is exposed to radiant heat. The metaphysical form of heat is violent and
irregular molecular movement. But when a plain man says that a certain
body is hot he does not necessarily mean that he or anyone else is receiving
a sensibly hot feeling from it, and he certainly is not thinking of molecular
movements. He means roughly that the body has the power to produce
such a feeling in anyone who should touch it, that it has the power
of expanding the mercury in a thermometer, and so on. This power, or faculty,
or disposition is what I mean by the physical property of hotness. Now
Bacon asserts that the "form" of any "nature," such as hotness, is always
present when this nature is present and always absent when this nature
is absent. It is evident that this would be a tautology if he identified
the nature called hotness with the metaphysical form; and it would
be a glaring falsehood if he identified the nature called hotness with
the sensible quality. For the kind of movement which is the form of heat
might be present in a body and yet the sensible quality of hotness might
be absent because no sensitive organism was near enough to this body. I
conclude then that, by a "nature" such as heat, weight, colour, etc., Bacon
must mean a physical property, i.e., a power of producing certain kinds
of effect under certain assignable circumstances, and among these effects
sensations with a certain characteristic sensible quality in presence of
a sensitive organism.
We come now to another important assertion
which Bacon makes about forms. The form of a given simple nature is not
merely something which is always present when the nature is present and
absent when it is absent. The form must in addition be "a limitation of
some more general nature, as of a true and real genus." The form of heat,
e.g., is one species of motion, viz., the violent irregular motion of molecules.
The form of colour would be another species of motion, e.g., the periodic
variation of electro-magnetic forces. And the form of redness would be
a still more specific kind of motion, e.g., a periodic variation of such
forces with its frequency confined within a certain narrow range. This
is a vitally important point, for it marks the division between mediaeval
and modern Natural Philosophy . A mediaeval physicist would recognise a
large number of different powers in bodies, just as we do. But each of
these powers would be for him a distinct and ultimate faculty. In this
respect modern psychology, with all its boasting, is in much the same position
as mediaeval physics. For us these various powers of matter reduce to so
many specific kinds of minute structure and movement. The whole progress
of modern physics depends on the clear recognition of this fundamental
fact; and the absence of any similar progress in psychology is due to our
inability up to the present to conceive the faculties of the mind in similar
terms.
Closely connected with the point which we have
just been discussing is the principle which Mr Keynes calls that of Limited
Variety. Mr Keynes rightly holds that this was recognised by Bacon
and that it is essential for the vindication of inductive reasoning. Bacon
is not indeed perfectly clear on this point. But there is no doubt that
he asserts at least two different forms of this principle. In the first
place, he definitely asserts that the same simple nature, e.g., heat, cannot
be reduced in some cases (e.g., in fires) to one form, and in other cases
(e.g., in the heavenly bodies or in dunghills) to another form. He thus
definitely denies that there can be a plurality of forms for a given simple
nature. Secondly, Bacon says that "the forms of simple natures, though
few in number, yet in their communications and co-ordinations make all
this variety." It is clear that this is a different sense of the Principle
of Limited Variety from that which we have just noticed. It needs, however,
some further elucidation. Bacon has said that there is a one-to-one correlation
between simple natures and their forms; it follows directly that there
must be as many forms as there are simple natures. The explanation is,
I think, as follows. By "simple natures" Bacon evidently means generic
physical properties, such as colour, temperature, density, etc., in general.
He does not include their specific determinations or particular values,
such as brick-red, a temperature of 590 C., or a density of
2.73. Now the number of unanalysable generic physical properties with which
we are acquainted is quite small, though the number of specific modifications
of each is very great, if not infinite. We describe any particular kind
of substance, such as gold, and distinguish it from substances of all other
kinds, such as silver, by mentioning its generic physical properties and
stating the specific modification or value of each which is characteristic
of the kind of substance in question.
This being premised, the rather vague statement
of Bacon which I have quoted covers four distinct and vitally important
cases of Limited Variety within the material world.
-
That the material world is composed of various kinds of substance, such
that each kind can be distinguished from all the others by enumerating
a comparatively small number of specific properties characteristic of it.
This small selection carries with it all the rest of the properties of
the kind. E.g., gold can be completely distinguished from all other kinds
of substance by mentioning that it is yellow in white light, that its density
is 19.26, and that its melting point is 10620C. Anything that
has these few specific properties will have all the other specific properties
of gold.
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That the number of different kinds of material substance is comparatively
small, and that the apparent multiplicity of kinds arises from the various
proportions in which these few are mixed and compounded.
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The various specific modifications of a single generic property, such as
colour, often differ from each other in such a way that we can immediately
recognise the differences but cannot reduce them to any one principle.
E.g., we can immediately recognise the differences between red, blue, green,
and yellow; but each of these differences is ultimate and incomparable
with the others. Now, if the form of colour be a certain kind of periodic
change, these ultimate and incomparable differences between the specific
colours reduce in the form to the single numerical difference of frequency.
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The various generic physical properties, such as colour, temperature, etc.,
are wholly incomparable with each other and cannot be regarded as species
of any one genus. But, if the form of colour be periodic motion of particles
of a certain order of magnitude, and the form of heat be violent irregular
motion of particles of a certain other order of magnitude, it is evident
that there is a generic unity among the forms which is lacking among the
simple natures themselves.
I do not suggest that Bacon dearly recognised
and distinguished these four cases of the second form of the Principle
of Limited Variety. But I have little doubt that he meant to assert them
all. It is possible to adduce explicit statements for the second and the
fourth. In the fragment called Abecedarium Naturae he says: "The
nature of things is rich . . . in quantity of matter and variety of individuals;
but so limited in . . . species as even to appear scanty and destitute."
And he constantly asserts that the doctrine of forms introduces a hierarchical
unity into Nature which is otherwise lacking. He compares Nature to a pyramid,
at the apex of which is something which he calls the Summary Law of
Nature, though he doubts whether this is knowable to man. What is this
but an expression of Bacon's personal conviction that the forms of all
simple natures are specific modifications of a single generic form?
We now understand what Bacon meant by the Metaphysics
of Forms. As he recognises, it is something very different from what has
ordinarily been called Metaphysics. It is an empirical science, and is
in fact what we should call the Theoretical Physics of the Microscopic
World. The contents of Metaphysics in the traditional sense are distributed
by Bacon between First Philosophy and Natural Theology. Let us now consider
the art of Natural Magic, which corresponds to the Metaphysics of Forms.
Any physical process which induces a certain nature on a body must in fact
do so by inducing the form of that nature. But so long as the form is unknown
any practical method of inducing this nature can be discovered only by
chance. It remains a mere isolated recipe which cannot be employed
unless certain very special materials and conditions be available. If a
man knew merely the rule that heat is produced by mixing sulphuric acid
with water he could never produce heat except on the rare occasions when
he had these materials to hand. But if he knew that violent molecular motion
is the form of heat he would know that any way of generating such
motion will produce heat, and that nothing else will do so. Thus a knowledge
of forms enormously increases our practical control over Nature; it frees
us from the contingency and redundancy of rule-of-thumb methods. When we
understand exactly what is essential to our purpose we can devise the simplest
and most direct means and can avoid all that is irrelevant. In this way,
and in this way only, Bacon thought that we might eventually solve the
problem of the alchemists, viz., to transmute substances of one kind into
substances of another kind. The characteristic properties of mercury depend
on a certain complex form; those of gold on a certain other complex form.
Now, if these two different forms be different specific modifications of
a single generic form or be different mixtures of specific modifications
of a few generic forms, we may hope eventually to convert the form of mercury
into that of gold and so to transmute the one metal into the other.
The objects of the alchemists, says Bacon,
are not absurd; what is absurd is their theories and the means by which
they hope to reach their ends. Now transmutation would be the opus magnum
of Natural Magic; but any case in which we produce profound modifications
in the properties of matter by deliberately using our knowledge of the
forms of simple natures would be an instance of Natural Magic. Thus the
Master of Trinity and the Cavendish Professor are profound Metaphysicians
in Bacon's sense, whilst the Mendelians who produce new strains of wheat
with desired qualities are eminent Natural Magicians. It must be remarked,
however, that Bacon sometimes confines the name "magical" to certain types
of physical process in which the material and efficient causes seem very
trivial compared with the effect. Examples would be the use of catalysts
or enzymes in quickening and improving the yield of chemical reactions,
the breaking of great masses by repeated small blows of suitable periodicity,
and the propagation of explosive waves in air which is full of inflammable
dust.
Now Bacon holds that there is a branch of Physics
which is very closely connected with the Metaphysics of Forms and with
Natural Magic. This he calls the investigation of the Latent Processes
and the Latent Structure of bodies. No body is ever at rest both
as a whole and in its parts; what appears as rest is merely a balance of
motions. The efficient and material causes which we recognise in daily
life are merely the outstanding and easily perceptible phases in processes
which are perfectly continuous and for the most part escape the senses.
Every natural result depends on factors which are too small to be perceived
by the naked eye, and no one need hope to govern Nature if he confines
his attention to macroscopic phenomena. Bacon holds that our present knowledge
of Latent Structure is very imperfect, but that our knowledge of Latent
Process is far more so. Until we consider Nature in its dynamical as well
as its statical aspect we shall neither understand it theoretically nor
control it practically. Bacon indeed refuses to call himself an Atomist.
But this is partly because he takes the word "atom" in a very strict philosophical
sense, and partly because he takes Atomism to include the doctrine that
the spaces between finite bodies are empty of all matter. But it is clear
that he accepted a molecular view of matter. Even in the curious tract
Temporis Partus Masculus, where he deliberately lashes himself into
a passion against all other philosophers, calls Plato a crack-brained theologian,
and addresses Galen as "O pestis, o canicula!" he consents to praise
Democritus with faint damns. In many other places he speaks very highly
of Democritus, who of course enjoys the double advantage over Aristotle
that we know much less about him and that his admirers never succeeded
in making him a public nuisance.
The relation of the Metaphysics of Forms and
Natural Magic, on the one hand, to the research into Latent Structure and
Latent Process, on the other, is as follows. Even if we have an adequate
knowledge of the form of a simple nature we shall not be able to devise
means of inducing it at will on a given body unless we know the Latent
Structure of this body and the Latent Processes involved. On the other
hand, a knowledge of Latent Structure and Latent Process will often extend
our power of inducing a required simple nature on a body even though we
are ignorant of the form of this nature.
I pass now to the third and last division of
Philosophy, viz., the Science of Human Nature. This is first divided according
as it is concerned with Man as an Individual or with Human Communities.
Now the individual man is a composite of soul and body. Hence the Science
of Individual Man splits into three parts, one concerned with Man as a
composite whole, another with the Human Body, and a third with the Human
Soul. Now we can consider either the substance and faculties of the human
soul or the right uses and objects of these faculties. The science of the
former is Psychology; the latter constitute the subject of Logic, which
deals with the right use of our cognitive faculties, and of Ethics, which
deals with that of our conative faculties. Logic, in this wide sense, is
the subject of Part II of the Great Instauration. Logic falls into three
great divisions. The human mind has both positive faults and negative deficiencies.
The first business of Logic is to correct the former, and the second is
to supplement the latter. When this is accomplished it can proceed to its
main task of supplying the mind with a positive method of discovery. Thus
Logic may be divided into a destructive, an auxiliary, and a constructive
part. We will now consider these in turn.
There are certain innate sources of error common
to the human race. Bacon calls these Idols of the Tribe. The most
important of them are the following. Men tend to impose certain human ideas
of order, fitness, and simplicity on external Nature. They tend to notice
facts which support their existing beliefs and to ignore or pervert those
which conflict with them. The last thing that they think of doing is deliberately
to seek for exceptions so as to try their beliefs as by fire. The human
intellect is at once lazy and restless. It still tries to explain and analyst
when it has reached what is ultimate and simple, and yet it is content
to couch its explanations in terms of what is gross enough for the unaided
senses to perceive. It is "no dry light," but is constantly affected by
the will and the emotions. And, finally, lt is given to reifying abstractions
and to substantialising mere occurrents. Very closely connected in their
effects with Idols of the Tribe are those of the Market-Place. These
are the associations of current words and phrases which have crept insensibly
into the mind from infancy through our intercourse with our fellows. Words
and phrases represent the analyses of facts which were made by our remote
ancestors. Some of them are names for non-existent things or for inappropriate
concepts based on bad observations and false theories. They are thus crystallised
errors, all the more dangerous because we do not recognise that they embody
theories at all. Idols of the Cave are innate or acquired sources
of error or bias peculiar to individuals. It was, e.g., an Idol of the
late Lord Kelvin's Cave to want all physical theories to be capable of
representation by mechanical models. Naturally such Idols are too various
to be classified. Bacon sums them up by saying that "whatever one's mind
seizes and dwells upon with peculiar satisfaction is to be held in suspicion."
Bacon admits that the three kinds of Idol just
mentioned cannot be altogether eliminated. The best that Logic can do is
to point them out to us and thus put us on our guard against them. But
there is a fourth kind of Idol which is set up in the mind deliberately
and wittingly after we have reached what are ironically termed "years of
discretion." This kind is called Idols of the Theatre. They consist
of false systems of Natural Philosophy, and arise through applying faulty
methods of reasoning to inadequate or badly selected and arranged data.
Such Idols can be eliminated, not by refuting the various false systems
one by one, but by pointing out the many signs which are unfavourable to
the claims of all of them, by giving directions for collecting and arranging
an adequate Natural History, and by substituting correct methods of reasoning
for those now in use. We have already seen how Bacon deals with the first
and second of these tasks. The third leads us from the purely destructive
to the auxiliary and constructive parts of Logic. Bacon sums up the destructive
part by saying that a man can enter the Kingdom of Nature, like the Kingdom
of Heaven, only by becoming as a little child. By a "little child" he means
the ideal infant of Locke and Condillac, not the actual polymorphe pervers
of the Psychoanalysts. His "little child," as he well knows, is not born
but made by an elaborate process of mental polishing. Even when the first
three Idols have been smoothed away from the mind as far as may be, the
writings of False Philosophy remain on its surface. And here Bacon says
definitely that the analogy to a waxen tablet breaks down. In a tablet
we should shave the old writing off the surface before beginning to write
anything new. But in the mind the traces of False Philosophy can be erased
only by deeply engraving the letters of True Philosophy.
The auxiliary part of Logic consists of three
Ministrations, one to the Senses, another to the Memory, and a third
to the Reason. The senses have two defects, one positive and the other
negative. The positive defect is that there is always a subjective element
in sensations; they represent things as they affect a particular organism
in a particular place and not simply as they are in Nature. The negative
defect is that the senses respond delicately only to a very narrow range
of stimuli. They overlook what is very small or distant or swift or slow
or weak or intense. Bacon holds that these negative defects can be largely
overcome by the use of instruments and by other devices which he discusses
very acutely in the Novum Organum under the name of Instances
of the Lamp. The subjective element again can be eliminated by judicious
comparisons between one sense and another and one percipient and another.
The deliveries of the senses, when thus supplemented and neutralised, are
the solid and indispensable foundation of all scientific knowledge. But
Bacon adds the extremely important remark that in a well-devised experiment
the office of sensation is reduced to a minimum. "The senses," he says,
"decide touching the experiment only, and the experiment touching the point
in Nature and the thing itself."
The Ministration to the Memory consists of
methods of recording observations and tabulating them so that they shall
be available when wanted. For this purpose they must be classified from
the very first. It is true that our first classifications will be very
largely erroneous. But "truth will emerge more quickly from error than
from confusion, and reason will more easily correct a false division than
penetrate a confused mass." We must continually return to our tables and
correct and reclassify our results as knowledge grows. It is difficult
to draw a sharp line between the Ministration to Reason and the constructive
part of Logic, so I will take them together. Reason may be used either
for discovering plausible arguments to persuade others or justify oneself,
or in order to understand and master Nature. For the former purpose the
existing method of establishing wide generalizations from superficial and
unanalysed facts by simple enumeration and then deducing consequences from
them by syllogistic reasoning is admirably adapted. We may therefore leave
barristers, politicians, preachers, and newspaper-editors in happy possession
of so useful an instrument. But these methods are perfectly useless for
a serious study of Nature which aims at practical control. For this purpose
three fundamental changes are needed.
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The data must be collected, arranged, and analysed according to the rules
laid down in the Parasceve by men whose minds have been purged of the Idols
and whose senses and memories have been corrected and supplemented by the
Ministrations already mentioned.
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The order of procedure must be altered. We must not jump from particular
facts to sweeping generalities and then deduce propositions of medium generality
from these. The right process is a very gradual ascent from particulars
through middle principles to the highest laws and a very gradual descent
from these to new middle principles and finally to new particulars. At
every stage of the upward process the generalisation is to cover the then
known facts and to extend a very little way beyond them, and this small
extension is to be tested by a fresh appeal to experience. Thus the ascending
and the descending process, like the movements of the angels on Jacob's
ladder, take place side by side; and the latter is the means of testing
the validity of the former. Bacon does, however, allow to the weaker brethren
an inferior method, viz., a direct passage from one experiment to another
partly analogous experiment. This he calls Instructed Experience.
He enumerates eight general methods of Instructed Experience, such as applying
the old process to new materials or, conversely, applying the same process
a second time to the products of its first application (as in redistillation),
inverting one of the agents (e.g., substituting cold for heat), and so
on. And he makes extremely judicious observations on the fallacies to be
avoided. He evidently holds that Instructed Experience is a useful preparation
for the true method, which he calls the Formula of Interpretation,
but that only the latter will lead to far-reaching discoveries and inventions.
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We must substitute for induction by simple enumeration a method which makes
use of negative instances and arrives at truth by successive elimination
of false alternatives. Our ultimate aim is to discover the forms of simple
natures, But only God, and perhaps the angels, can have a direct positive
knowledge of forms; men must proceed by rejection and exclusion. Now the
form of a simple nature will always be present when the nature is present,
absent when it is absent, and varying when it varies. We must therefore
draw up comparative tables of cases in which the given nature is present,
of cases in which it is absent, and of cases in which its degree varies.
We shall then know that the form cannot be anything that is absent in the
first list or present in the second list or constant in the third list.
By this means we may gradually eliminate all other natures and be left
with the form which we are seeking.
It is evident that this is equivalent to Mill's Joint Method of Agreement
and Difference, supplemented by his Method of Concomitant Variations. Bacon,
like Mill, thought that results which are certain and not merely probable
could be reached in this way. But he was far more alive to the difficulties
than Mill. We cannot be sure that the natures which we take to be simple
really are so. And we have not at present any list of the simple natures
in the Universe which is known to be exhaustive. Until these defects have
been rectified no certain results can be reached, as Bacon clearly sees.
Again, unless some means can be found for abridging our Tables the work
will be endless; for the Table of Absence will be a mere hotch-potch of
heterogeneous items. Bacon therefore enumerates nine "more powerful aids
for the use of the understanding," which he promises to supply. But the
promise is very imperfectly fulfilled. Only two of them are treated explicitly,
viz., the Theory of Prerogative Instances and the Rules for Preparing
a Natural History. The Theory of Prerogative Instances is designed
to abridge our enquiries by teaching us how to choose such instances that
a few of them will suffice to eliminate a very large number of suggested
forms for the nature under investigation. Bacon has lavished immense care
and acuteness on this part of his work, which is full of admirable detail.
But we miss the promised Theory of Prerogative Natures, which was
to abridge enquiry still further by teaching us which subjects to investigate
first because they "hand on a torch to those that come after" on account
of their greater generality or certainty or use in practice. And most of
all we miss the promised Synopsis of all the Natures in the Universe,
without which it is evident that no method of successive elimination could
ever lead to results that are both positive and certain. It remains only
to notice that Bacon held that his method would need modification in detail
according to the subject-matter to which it was to be applied, that it
would itself develop as more things were discovered by its means, and that
we may hope some day to apply it to Psychology and Politics as well as
to inanimate nature.
I have now outlined to the best of my ability
the Baconian philosophy. To those who know the state of scientific thought
in Bacon's time and are capable of estimating philosophical achievement
this bare account of his doctrines will be better praise than any studied
panegyric. But we are here to bury Bacon as well as to praise him; so I
will end with a very brief estimate of what he did and what he did not
accomplish.
In the first place, we may set aside as of
purely historical interest the attacks on Aristotle and the attempted delimitation
of the spheres of reason and faith. We can afford to be fair to Aristotle,
for his Natural Philosophy has ceased to be a nuisance and has become a
museum-specimen embalmed in the rich spices of Oxonian erudition. It was
no more possible for Bacon to be meticulously just to him than for an Englishman
in 1812 to appreciate the finer shades of character of the Corsican Ogre.
And, on the question of reason and faith, those of us who have not personally
been favoured with divine revelations have to estimate by ordinary human
reason the revelations which are alleged to have been vouchsafed to others.
The one test that Bacon suggests, viz., that the contents of a divine revelation
may be expected to be shocking to reason, is obviously insufficient in
a world so replete as ours with every form of fantastic lunacy.
Setting these points aside, let us ask and
try to answer the following questions.
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Was Bacon a great scientist who discovered new facts and established physical
theories which form the basis of modern science? Most certainly not. As
regards experiment and observation he "never said a foolish thing and never
did a wise one." He seems to have been an incompetent but pertinacious
experimenter; and in his Natural Histories he breaks all his own rules,
copying quite uncritically a jumble of facts and fables from other writers.
His incapacity in mathematics prevented him from understanding the best
work of his contemporaries, and a fortiori made it impossible for
him to state or work out far-reaching physical theories himself.
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Granted that modern science does not owe any important facts or special
theories to Bacon, does it derive its general methods and its general outlook
on the world from him? This is a question of historical causation which
must be answered with a decided negative. So far as I can see, the actual
course which science has taken, even if it has been in accord with Bacon's
principles and has led to the results which he desired and anticipated,
has been influenced little if at all by his writings. I suspect that the
popularity of the opposite view is due to the magnificent advertisement
which Bacon received from D'Alembert and the French Encyclopaedists, who
found it convenient to march into battle under his ensign. If then Bacon
be the father of the method and outlook of modern science he is so by spiritual
affinity rather than by natural generation.
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Granted that Bacon's actual influence has been over-rated, did he in fact
discover and state explicitly those methods and principles of scientific
research and inductive proof which scientists implicitly use with so much
success? It seems to me that the honours of stating these methods and principles
are pretty evenly divided between Bacon and Descartes. Up to a point they
cover much the same ground. There is considerable analogy between the destructive
part of Bacon's method and Descartes' systematic doubt. Here Bacon can
be praised without reserve; he discusses in far greater detail than Descartes
the causes of human error and the remedies for it, and his treatment is
exhaustive, profound, and illuminating. Again, Descartes, in the Regulae,
agrees with Bacon in recognising the importance of the Principle of Limited
Variety. After this point the two methodologies diverge, and the truth
is divided between them. Each is strong where the other is weak. Bacon
is paralysed whenever he touches mathematics, pure or applied. He has no
theory of mathematical reasoning and was ignorant of the swift advances
that pure mathematics was making. He verbally recognises the importance
of applied mathematics; but he failed to see how predominant a part mathematical
statement and deduction must play in physics if anything like his theory
of forms is to work. Here Descartes is strong with the strength of a man
who has himself invented a method which in his own hands has revolutionized
geometry and mechanics. On the other hand, Descartes is as helpless over
induction as Bacon is over mathematical deduction. In his analysis of inductive
arguments Bacon was, so far as I know, breaking new ground, and all later
discussion has followed on his lines. That the constructive side of his
method is incomplete is admitted by himself. We can see that its main defects
are the following. Under the most favourable circumstances possible Bacon's
method of exclusions would not suffice to discover the form of a simple
nature, but at most empirical laws connecting one simple nature with another.
A form is not one among the physical properties which can be perceived
to be present or absent in a thing; it is the hypothetical structural and
motional basis of a perceptible property. It follows that forms can be
established only by hypothesis, mathematical deduction of observable consequences,
and subsequent verification of these by actual observation. Closely connected
with this fact is Bacon's other great defect. He never clearly distinguished
between approaching facts with a prejudice and approaching them with a
working hypothesis. He is so anxious to avoid the former that he fails
to see that no progress can be made without the latter. Whewell's great
contribution to the theory of induction was to point out the importance
of the appropriate colligating concept and the fruitful working hypothesis.
And these are just the points at which rules and methods fail us and the
insight of individual genius comes into its own, though that genius must
be trained in the methods and soaked with the facts of science.
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Lastly, did Bacon provide any logical justification for the principles
and methods which he elicited and which scientists assume and use? He did
not, and he never saw that it was necessary to do so. There is a skeleton
in the cupboard of Inductive Logic, which Bacon never suspected and Hume
first exposed to view. Kant conducted the most elaborate funeral in history,
and called Heaven and Earth and the Noumena under the Earth to witness
that the skeleton was finally disposed of. But, when the dust of the funeral
procession had subsided and the last strains of the Transcendental Organ
had died away, the coffin was found to be empty and the skeleton in its
old place. Mill discretely closed the door of the cupboard, and with infinite
tact turned the conversation into more cheerful channels. Mr Johnson and
Mr Keynes may fairly be said to have reduced the skeleton to the dimensions
of a mere skull. But that obstinate caput mortuum still awaits the
undertaker who will give it Christian burial. May we venture to hope that
when Bacon's next centenary is celebrated the great work which he set going
will be completed; and that Inductive Reasoning, which has long been the
glory of Science, will have ceased to be the scandal of Philosophy?
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